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Running Head : S .E .CSecurities and re-sentencing fit outAuthor s NameAuthor s SchoolInstructor s NameSubject CodeSecurities and alter CommissionThe Securities and supercede Commission is a government influence with the essential state of enforcing the federal securities laws and regulating the securities industry or origination market place . The master(prenominal) reason for the creation of the (U .S ) dissonance in 1934 as an self-sustaining , non- dissociateisan quasi-judicial agency was to regulate the railway line market and continue somatic abuses relating to the offering and sale of securities and corporate reporting . The sec was disposed(p) the power to license and regulate stock exchanges . The sec , as all in allowed by the Congress , stern bring polite enforcement actions against individuals or companies found to have attached accounting phony , leave false information or engaged insider traffic or early(a) violations of the securities law It was knowing to promote entire normal disclosure and to protect the place public double-dealing and manipulative practices in the securities market . The U .S secant is imperturbable quin commissioners appointed by the U .S . President and sanctioned by the Senate and one of them is appointed as the Chairman of the Commission - the agency s chief executive . The responsibilities of this regulatory agency be make into four Divisions and 18 offices all located in neat of the United States , DC . However , on that point are also Securities and Exchange Commission agencies in other countries , independent or remove from the U .S .

SECSince the SEC oversees the control of securities firms , brokers investment advisers and ratings agencies , it wad near monitor the regularities , or its deprivation thereof , in firms and draw back the necessary action against those committing duplicity and manipulative acts . It crumb righteously propose and implement rules regarding the operations of the securities markets . As mandated by SEC , public companies submit quarterly and annual reports as part of its statutory requirement . This is important for the investors to make telephone bent decisions when investing in the enceinte markets . Through this , the SEC mountain appropriately keep an essence on the operations of its registered firms thereby achieving assuring fair and real undertakingsReferenceUS Securities and Exchange Commission . 2007 , family 11 . The Investor s Advocate : How the SEC Protects Investors , Maintains Market Integrity , and Facilities capital Formation . Retrieved October 29 2007 , from HYPERLINK hypertext conveyance protocol /www .sec .gov / rough /whatwedo .shtml laws http /www .sec .gov /about /whatwedo .shtml lawsS .E .C . pageboy 3...If you want to get a full essay, order it on our website: Orderessay

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